Compliance-Daily

Editor's Bookshelf

Firm Commitment: Why the Corporation is Failing Us and How to Restore Trust in It

Trust and confidence in our economic and financial institutions has collapsed. The last few years alone have witnessed accounting, banking and corporate tax scandals; environmental disasters; financial crises, fraud and money laundering at unprecedented levels.

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Exploring Strong Investor Confidence in U.S. Stock Exchanges
Cindy Fornelli
Executive Director
Center for Audit Quality

According to a new “pulse poll ” from the Center for Audit Quality (CAQ), data security, regulatory oversight, and longevity are the most important factors behind rising investor confidence levels in U.S. stock exchanges.

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News
>	Rapid Data Extraction in the Field
>	Enhanced Finance Controls
>	You Can Own the Infrastructure of a Country
>	SIEM Solutions Don’t Reduce Security Incidents
>	PCI Guidance On Security Awareness Programs on the Mark
>	Internal Audit Case Study Competition
>	Stem the Onslaught of System Wide Attacks
>	Digital Forensics Takes The Next Step
>	Intellinx Launches Healthcare Solution
>	Now Is the Time for Secure DNS
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Features
>	Are You Still Auditing in Excel?
>	The Unpaid Summer Intern that Could Cost You Millions
>	Rights Structure as a Living Entity
>	Whistleblower to Receive Over $17 Million
>	Worn on the Sleeve
>	How CIOs Can Drive Innovation
>	Elon Musk Makes Right Decision Over Tesla Patents
>	Five Steps to Fighting Fraud with Professional Skepticism
>	How to Leverage Brand Intelligence for Fraud Management
>	SEC Conflict Minerals Rule Conjures Up Controversy
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Confusion Continues over Conflict Minerals Reporting Obligations
Barbara A. Jones
Shareholder, Corporate and Securities Practice Group
Greenberg Traurig

Since the controversial Rule 13p-1, or “Conflict Minerals Rule,” was adopted by the Securities and Exchange Commission (SEC) in August 2012 under the Securities Exchange Act of 1934, as amended (Exchange Act), as mandated by the Dodd-Frank Act, there has been ongoing confusion surrounding compliance.

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People in the News
Crutchley Promoted to Director of R&D Digital Security Lab for Avira
Leon Crutchley Mobile Products Manager Avira	Leon Crutchley was recently promoted to Director of the Research & Development Lab for Avira, based out of Avira’s Burlingame office. read more >
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Roundtable

The need to track the actions of users inside a company has greatly increased the amount of data that entities must collect to ensure a complete view of all activity. read more >	Jim Pflaging President and CEO SenSage

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Solutions

How Does eDiscovery Affect How We Save Our Information?

The Electronic Discovery Reference Model (EDRM) begins with a node titled Information Management, which recognizes the relationship between the normal information handling practices of an organization, and the impact those practices have on the electronic discovery process.

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